Associate Vice President, Compliance Testing & Monitoring

Ares is seeking a Monitoring & Testing associate vice president to join our Compliance team. The ideal candidate will play a key role in assessing the firm's adherence to regulatory requirements and internal policies through comprehensive reviews and risk evaluations.

Requirements

• Bachelor's degree required
• 5-8 years of Finance industry experience in Compliance
• Understanding of control frameworks and risk assessment analysis
• Broad knowledge of financial products, markets, and laws and regulations such as FINRA rules, SEC rules, and the Investment Company Act of 1940 is preferred

Benefits

• Comprehensive Medical/Rx, Dental and Vision plans
• 401(k) program with company match
• Flexible Savings Accounts (FSA)
• Healthcare Savings Accounts (HSA) with company contribution
• Basic and Voluntary Life Insurance
• Long-Term Disability (LTD) and Short-Term Disability (STD) insurance
• Employee Assistance Program (EAP)
• Commuter Benefits plan for parking and transit