Broker Dealer MAP Specialist
CXG Holdings IncUnited States
Posted September 9, 2025
60000 - 75000 USD year
Full Time
About the Company
Compliance Exchange Group (CXG) is a leading compliance services firm that specializes in supporting FINRA‑regulated broker‑dealers across the United States. The company offers a full suite of outsourced solutions—including Chief Compliance Officer (CCO), Financial Operations (FINOP), and Registered Options Principal (ROP) services—alongside regulatory consulting, CMA‑1017 assistance, and broker‑dealer M&A support. CXG distinguishes itself by providing seasoned, licensed professionals at a fraction of in‑house costs, enabling firms to scale quickly, manage risk, and accelerate market entry. Its agile, cost‑effective model serves both small‑to‑mid‑size firms and start‑ups seeking rapid FINRA approval or expansion, positioning CXG as a growth engine for broker‑dealers.
Job Description
CXG is seeking a paralegal or MAP team member to join their growing firm. This role focuses on providing corporate development and regulatory services to client broker-dealers, utilizing a full-time W2 position. The ideal candidate will have experience in the financial services industry and will report to the Operations Manager.
Requirements
- Prior experience in the financial services industry
- Company role may require a paralegal or MAP team member
Benefits
- 401(k)
- Bonus based on performance
- Competitive salary
- Dental insurance
- Flexible schedule
- Opportunity for advancement
- Paid time off
- Parental leave
- Training & development
- Vision insurance
