Experienced/Lateral - Compliance Director
Five Rings LLC - CareersAmsterdam, North Holland, Netherlands • New York, New York, United States
Posted September 30, 2025
Full Time
About the Company
Five Rings LLC is a proprietary trading firm based in New York that specializes in strategic, innovative, and technology-driven trading across domestic and international markets. The company operates independently of clients and investors, focusing on identifying new opportunities, analyzing risks, and developing tools to capitalize on them. Known for its talent-centric culture, Five Rings offers competitive compensation, a casual work environment, and extensive education programs for both traders and software developers.
Job Description
Five Rings, a proprietary trading firm, is seeking an Experienced/Lateral Compliance Director to establish and maintain compliance with MiFID regulations. The role involves managing exchange memberships, creating policies, advising senior management, training staff, and monitoring regulatory developments. This is a collaborative position requiring strong prioritization, attention to detail, and ability to work independently.
Requirements
- Impeccable professional background
- At least 7 years of relevant experience in MiFID investment firms
- Self-starter with exceptional prioritization skills
- Ability to work independently and with strong attention to detail
- Multitasking ability
- Prior work at a regulatory agency or derivative markets is a plus
- Legal background is a plus
Benefits
- Excellent benefits package