Compliance Program Lead

We are seeking a highly skilled Compliance Program Lead to oversee and enhance our regulatory compliance initiatives. This role is responsible for ensuring adherence to regulatory requirements related to payments, financial crime compliance, data privacy, and licensing, with a specific focus on BSA/AML/CTF compliance and compliance assurance.

Requirements

• Conduct compliance assessments and review risk obligations to identify control gaps and emerging issues.
• Carry out periodic reviews of existing risk assessments to ensure continued relevance and accuracy.
• Conduct internal compliance controls testing to evaluate the effectiveness of AML/CTF, licensing, and operational compliance controls.
• Conduct transaction monitoring and act as an escalation point for BSA/AML/CTF operational matters.
• Oversee various MTL and Escrow licensing and regulatory filings, managing renewals and reporting obligations in a timely and accurate manner.
• Maintain and enhance compliance documentation, policies, and procedures to align with evolving regulatory expectations as part of our regulatory monitoring and change management program.
• Monitor and assess compliance risks, implementing effective controls and process improvements as necessary.
• Work closely with cross-functional teams to integrate compliance requirements into business operations and new product initiatives.
• Support regulatory audits, examinations, and inquiries, ensuring proper documentation and effective communication with regulators.
• Conduct compliance training and awareness programs for employees, fostering a culture of compliance throughout the organization.
• Collaborate with internal stakeholders to evaluate and implement third-party compliance tools for transaction monitoring, KYC, and AML screening.

Benefits

• Competitive compensation package
• Benefits
• Career development opportunities