The Compliance Associate will conduct compliance testing and monitoring, create databases and checklists, assist with regulatory filings and email review processes, and perform operational and administrative tasks. The role requires a strong academic background, knowledge of MS Word and Excel, and excellent problem-solving and organizational skills.
Requirements
- B.S. degree in Finance / Economics preferred, but not required
- Knowledge of MS Word and Excel
- Keen attention to detail
- Strong problem solving and organizational skills and ability to multi-task in a fast-paced environment
- Sound judgment in confidential situations
- Dependable, flexible, collaborative, and a proactive team player
- Strong interpersonal skills and enthusiasm for the work
Benefits
- Competitive holiday entitlements
- Pension/401k
- Life and long-term disability coverage
- Group sick pay
- Enhanced parental leave
- Long-service leave