Compliance Analyst

Neuberger Berman seeks a Compliance Analyst to join the Compliance Team in New York, reporting to the Chief Compliance Officer – Central Compliance. The role involves surveillance and monitoring, as well as contributing to collaborative projects across the firm's global compliance program.

Requirements

• Review and analyze reports generated by the firm's surveillance systems
• Communicate and address surveillance issues, as necessary
• Provide guidance to the business units when issues arise on policies related to the Compliance Manual, Code of Ethics, Restricted List, Money Laundering Prevention, Outside Activities, Gifts/Entertainment

Benefits

• Paid time off
• Medical/dental/vision insurance
• Retirement
• Life insurance
• Other benefits to eligible employees