Compliance Officer

Plum is seeking a proactive and ambitious Regulatory Compliance Officer to expand their Compliance team. The role involves enhancing compliance culture, liaising with regulatory bodies, and assisting with compliance activities within UK ISAs and investment products. The company is a rapidly growing investment app specializing in financial savings and investments.

Requirements

• Develop and assist in the implementation of compliance policies and procedures.
• Conduct checks, risk assessments, and production of compliance reports.
• Oversee ISA and investment product operations.
• Review marketing, advertising, and press material.
• Prepare compliance training.

Benefits

• Own part of the company you’re helping grow
• Private health insurance
• Annual training budget
• Plum Premium for free
• Competitive referral scheme
• Flexible approach to remote working
• Team breakfasts and team lunches
• 25 days holiday + bank holidays
• 45 work-from-anywhere days
• 2 weeks sabbatical
• Enhanced parental leave
• 1 paid volunteering day
• Annual team trip