Senior Compliance Officer, GBM&T Compliance Canada Program

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Senior Compliance Officer will contribute to the success of the Global Banking & Markets and Treasury Compliance Canada Program, providing ongoing support of the GBM, GT and GTB Canada Compliance programs.

Requirements

• Post-Secondary education and/or professional designations
• Minimum of 3-5 years of related experience at a financial institution and/or regulated securities dealer
• Excellent teamwork, interpersonal and conflict resolution skills
• In-depth knowledge of regulatory and compliance requirements
• Equities, fixed income, listed derivative and OTC derivative product knowledge
• Proficiency in excel macros, custom coding and desktop tool building capabilities
• Strong analytical and investigative skills and demonstrated ability to operate at a strategic level
• Sound judgment in identifying risks in order to proactively escalate with relevant senior management
• Excellent oral and written communication skills

Benefits

• Generous Paid Time Off
• 401k Matching
• Retirement Plan
• Visa Sponsorship
• Four Day Work Week
• Generous Parental Leave
• Tuition Reimbursement
• Relocation Assistance