Compliance Assistant Vice President
smbcpNew York, New York, United States • Hong Kong, China • Singapore, Singapore
Posted October 31, 2025
Full Time
About the Company
SMBC Group provides diverse financial services globally, fostering economic growth and contributing to society.
Job Description
SMBC Group is seeking a Compliance Assistant Vice President to join their Compliance Control Room, a critical component of the SMFG Group. This role supports the Control Room’s functions, managing internal conflicts, investigating potential risks, and providing guidance on regulatory compliance. The role emphasizes a collaborative and supportive environment and offers opportunities for professional development and contribution to a sustainable future.
Requirements
- Managing Personal Conflicts of Interest
- Managing Transactional Conflict of Interest
- Managing the EMEA Permanent Insider List
- Managing the Watch List and Restricted List
- Provide policy guidance and support
- Liaising with compliance teams
- Reviewing conflicts of interest
- Manage Information Barriers
- Manage the Watch List and Restricted List
- Compliance related duties as required from time to time
- Keep up to date with legal and regulatory compliance developments
Benefits
- Competitive paid leave
- Private medical insurance
- Life and invalidity insurance
- Mental wellbeing initiatives
- Learning and development opportunities
- Ambitious remuneration package
