Wealth Enhancement is an independent wealth management firm seeking a Trading Operations Specialist to manage the account trading process, focusing on efficiency and accuracy using Orion Eclipse and knowledge of Trading Operations. The Trading Operations Analyst provides support to Advisor teams through account maintenance, data analysis, reconciliation, drift analysis, and expert knowledge of managed account offerings.
Requirements
- Manage the process flows between the FA teams, operations, compliance, and investments to ensure consistent, accurate and timely investing of client accounts.
- Revising trading procedures
- Trade reconciliation
- Trade error resolution
- Manage trading software for efficient and accurate trade execution.
- Attain and maintain expert level knowledge with Orion and other available trading software and its capabilities.
- Leverage available technology to maximize our efficiencies and support investment objectives.
- Work with external partners to understand current process and work for continued process efficiencies.
- Continuously seek opportunities for process improvement.
- Actively explore ways to achieve greater efficiency.
- Provide support to FA team to aid in client retention and acquisition.
- Create reports (such as in Morningstar) of current models.
- Assist marketing in the development of literature by providing up-to-date model information.
- Fulfill role as product expert in answering FA team questions about available products, the investment process, and more complex account issues.
- Assist in delivering the best financial advice through the timely and accurate trading of client accounts.
- Lead the bulk trading associated with model changes.
- Act as primary trader for the daily trading
- Train and assist office staff as needed
Benefits
- Training and professional development
- Medical, dental and vision coverage (Available to employees and their families)
- Health Savings Account (HSA) with employer contribution and Flexible Spending Accounts (FSA) for medical, dependent, and transit expenses
- Life and AD&D insurance – employer paid and voluntary options
- Short-term and long-term disability, workers compensation – employer paid
- 401k with match and profit sharing
- Wellness programs and resources
- Voluntary benefits, including pet insurance
- 18 days of paid time off (PTO), accrued annually (25 PTO days after 4 years of service)
- 12 paid holidays each year (10 pre-determined and 2 floating days)
- Paid parental leave and paid caregiver leave (Caregiver leave available after 6 months of tenure)
- Reimbursement for tuition, licensing, and other credentials (Available after meeting service requirements)
