Chief Compliance Officer
Western Growers Family of CompaniesIrvine, California, United States
Posted October 29, 2025
85919.49 - 116695.13 USD year
Full Time
About the Company
Western Growers is dedicated to supporting America's farmers by advocating for favorable policies, advancing agricultural technology, and providing essential insurance and health services. Founded in 1926, the organization offers a comprehensive suite of solutions including commercial and health insurance, loss control, food safety, and retirement services, while also serving as a key voice in lobbying efforts to protect farmers' interests.
Job Description
Western Growers Financial Services (WGFS) is seeking a Chief Compliance Officer to oversee day-to-day operations, enhance written supervisory procedures (WSPs), and ensure the firm's adherence to regulatory requirements. The role involves investigating, training, licensing, and auditing, with a focus on promoting member competitiveness and maintaining a robust compliance framework. The ideal candidate will be a proactive individual with strong analytical and communication skills.
Requirements
- BA/BS and/or 10 years relevant compliance experience (preferred)
- US Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) familiarity
- Clean Series 7, 24, 53, 99, and 66 licensing
- Experience with commission/advisory business, trading, and DTCC affirmations
Benefits
- Profit-sharing
