Senior Compliance Analyst (Futures)

Apex Fintech Solutions (AFS) is seeking a Senior Compliance Analyst (Futures) to play a key role within our Compliance Program. The role requires interacting with regulators and key business stakeholders to ensure compliance with regulatory requirements. AFS is a fast-paced and entrepreneurial environment where you'll have the opportunity to make an immediate impact.

Requirements

• Provide general regulatory and other compliance-related updates to ensure continued rule compliance for many business lines.
• Respond to exchange examiners, CME, ICE Small Exchange, for the FCM.
• Interact with Operation groups and other business units by providing guidance on day-to-day compliance functions to ensure ongoing awareness with regulatory updates and changes.
• Actively participate in responding to various types of regulatory inquires and participating in regulatory examinations

Benefits

• Healthcare benefits (medical, dental and vision, EAP)
• Competitive PTO
• 401k match
• Parental leave
• HSA contribution match
• Paid subscription to the Calm app
• Generous external learning and tuition reimbursement benefits