Consultant - Compliance Manager (Fractional/Contract Role)

Arootah is seeking experienced Compliance Managers and Directors of Compliance to consult with their prestigious Hedge Fund and Family Office clients. As a consultant, you'll provide expert advice, develop action plans, implement policies, and evaluate client progress. This is a fractional/contract role offering flexible hours and remote work.

Requirements

• Minimum of Bachelor’s Degree in Law, Finance, or Business Administration, or in a related field.
• MBA, Juris Doctor, M.S. in Law, or Legal Studies a plus.
• 5+ years compliance experience, with at least 3+ years as a Director of Compliance, Compliance Manager or similar level at a Hedge Fund or Family Office.
• Solid experience dealing with Federal securities laws and Federal, state, and local regulations guiding financial institutions.
• Demonstrated experience interacting and managing relationships with regulators.
• Excellent written and verbal communication skills.
• Advanced computer skills – Microsoft Office Suite.
• Outstanding analytical skills, detail-oriented, proactive, and self-motivated.
• Collaborative, diplomatic, and can cross-functionally partner with different internal stakeholders.
• Experience in/comfort with a role with a degree of ambiguity, requiring proactive analysis and action.
• Proven to work independently, prioritize work, and achieve results.
• Ability to quickly build rapport and work with a team.

Benefits

• Flexible hours
• Remote work
• Access to Digital Wellness Center