Investment Funds & Securities Counsel - Margin Lending / Prime Brokerage
Axiom Talent PlatformNew York, New York, United States
Posted December 5, 2025
147000 - 147000 USD year
Full Time
About the Company
Axiom is transforming the legal services landscape by delivering innovative solutions ranging from individual secondees to fully integrated project teams that combine top-tier talent with cutting-edge technology.
Job Description
Axiom is seeking an Investment Funds & Securities Lawyer to support client engagements in asset management, financial services, and investment advisory sectors. The successful candidate will provide comprehensive legal support for registered funds and investment products, including guidance on new Margin Lending rules, trading agreements, and regulatory compliance.
Requirements
- JD or equivalent with active bar membership in good standing
- 4–15 years of experience advising on ETFs, mutual funds, private funds, or investment products
- Documented experience with new Margin Lending rules
- Experience with trading agreements, underwriting, and 33/34 Act compliance
- Familiarity with prime brokerage agreements, including fixed income and synthetic prime arrangements
Benefits
- Health benefits
- 401k
- Professional development tools and resources
- Learning and development programs