Regulatory Compliance Counsel – Margin Lending & Banking
Axiom Talent PlatformNew York, New York, United States
Posted December 5, 2025
170000 - 170000 USD year
Full Time
About the Company
Axiom is a global leader in high-caliber, on-demand legal talent, enabling legal departments to drive efficiency and growth and meet the demands of today’s business landscape with best in breed alternative legal services.
Job Description
Axiom is seeking a Regulatory Compliance Counsel to join our Financial Services team. The role focuses on supporting major financial institutions across complex regulatory and remediation projects, with a particular interest in candidates with experience on the new Margin Lending rule and equipment financing (industrial) experience.
Requirements
- 2+ years of experience in financial services regulatory compliance
- Proven background in margin lending compliance and trading infrastructure regulations (CFTC, SEC, FINRA)
- Experience in regulatory remediation projects or bank supervisory roles (OCC, FRB, FDIC experience highly valued)
- Strong analytical skills and ability to interpret evolving regulatory guidance
- Juris Doctor (JD) and admission to practice in a U.S. jurisdiction
Benefits
- Competitive compensation starting at $170k
- Highly competitive benefits package including health benefits, 401K, and more
- Access to professional development resources and learning and development programs