Crestline Investors, Inc. is seeking a detail-oriented Compliance Analyst / Associate to support day-to-day compliance operations across the firm.

Requirements

Perform daily reviews of employee trading activity, personal brokerage accounts, gifts and entertainment, and policy attestations
Track, maintain, and organize compliance-related data, certifications, filings, and communications
Monitor firm-wide compliance inboxes, triage requests, and ensure timely follow-up and escalation of issues
Assist with the review of marketing materials and support responses to investor due diligence questionnaires and other compliance-related inquiries
Support the preparation and submission of regulatory filings and assist with ongoing documentation maintenance
Participate in internal compliance testing, surveillance, and monitoring activities
Help organize and maintain compliance training materials, policy updates, and internal communications
Work closely with legal, operations, and other internal teams to support compliance initiatives and ensure consistent application of policies and procedures
Stay informed of regulatory developments, compliance best practices, and evolving industry standards through ongoing training and professional development

Benefits

Crestline Investors, Inc. is seeking a detail-oriented Compliance Analyst / Associate to support day-to-day compliance operations across the firm.

Perform daily reviews of employee trading activity, personal brokerage accounts, gifts and entertainment, and policy attestations
Track, maintain, and organize compliance-related data, certifications, filings, and communications
Monitor firm-wide compliance inboxes, triage requests, and ensure timely follow-up and escalation of issues
Assist with the review of marketing materials and support responses to investor due diligence questionnaires and other compliance-related inquiries
Support the preparation and submission of regulatory filings and assist with ongoing documentation maintenance
Participate in internal compliance testing, surveillance, and monitoring activities
Help organize and maintain compliance training materials, policy updates, and internal communications
Work closely with legal, operations, and other internal teams to support compliance initiatives and ensure consistent application of policies and procedures
Stay informed of regulatory developments, compliance best practices, and evolving industry standards through ongoing training and professional development