Compliance Associate or Senior Associate / Saudi Compliance Officer

Our client is seeking a strong Compliance Associate to manage Saudi compliance within a global private markets investment firm. This role involves ensuring Saudi compliance regulations are met, reviewing and approving RFP/DDQ requests, and providing guidance on regulatory compliance. Responsibilities include managing filings, performing testing, and conducting reviews. The position requires a candidate with understanding of Saudi regulatory framework for financial firms.

Requirements

• Understand and remain educated on Saudi compliance regime for financial firms in the Kingdom of Saudi Arabia
• Manage the calendar for firm's Saudi subsidiary and timely file relevant filings and reports
• Review and approve RFP and DDQ requests from clients and prospects for regulatory compliance
• Assist Compliance team with global forms and filings
• Assist in tracking and managing data collected by Compliance
• Perform elements of the testing program
• Draft compliance reports and communicate findings to senior Compliance team members
• Conduct reviews of alleged compliance violations and escalate to senior Compliance team members
• Identify regulatory impacts on business units and coordinate with business teams to implement necessary operational or policy changes