Assistant Vice President, Market Surveillance

The Market Surveillance & Monitoring Department is responsible for maintaining the integrity of the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX Participants. The incumbent will work proactively and collaboratively with HKEX external and internal stakeholders to promote effective market regulations for a fair, orderly and reputable market.

Requirements

• University degree in Finance, Financial Engineering, Information Technology, Computer Sciences, Information System or related disciplines
• At least 7 years' relevant working experience in well-established financial organizations
• Strong knowledge of the securities and derivatives markets and products
• Good knowledge of HKEX rules and regulations as well as SFO, SFC codes and guidelines
• Solid understanding and experience of market surveillance systems is preferred
• Exposure to project and system management is preferred
• Understanding of trading and clearing systems is an advantage
• Good understanding of system/programming language (e.g. Python)
• Strong analytical, problem solving and collaboration skills
• Proven ability to multitask, prioritize and meet deadlines
• Able to work independently and make sensible judgement, and be flexible to take on new responsibilities and challenges
• Strong command of written and spoken English and Chinese, with solid communication and presentation skills