Assistant Vice President - Market Surveillance & Monitoring (Enforcement)
Hong Kong Exchanges and Clearing Limited (HKEX)HK-ONE ES 21/F
Posted December 24, 2025
Full Time
About the Company
HKEX is a purpose-driven company that connects capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets.
Job Description
HKEX is seeking an Assistant Vice President to join its Market Surveillance & Monitoring Department. The incumbent will work proactively and collaboratively with other HKEX internal stakeholders to promote effective market regulations for a fair, orderly and reputable market.
Requirements
- University degree in Business Administration, Finance, Law or related disciplines
- At least 7 years' relevant experience, preferably in audit, inspection, enforcement, compliance or advisory roles with regulators or in well-established financial institutions
- Good knowledge of HKEX rules and regulations, SFO, SFC codes and guidelines
- Strong analytical and problem solving skills
- Strong interpersonal and presentation skills (verbal and written)
- Strong command of written and spoken English and Chinese (Cantonese). Proficiency in Putonghua is preferred
Benefits
- Competitive salary and benefits package