Assistant Director of Compliance

The Assistant Director of Compliance is responsible for assisting with state, regulatory, and GSE audits and examinations, as well as compliance reviews of marketing materials and maintaining vendor records. This role requires strong communication skills, organizational abilities, and attention to detail.

Requirements

• Assist with state, regulatory and GSE audits and examinations
• Compliance reviews of marketing materials
• Maintain and manage vendor management system
• Complete licensing tasks for company and licensed mortgage loan originators
• Complete new hire and bi-annual exclusionary list reviews
• Maintain and manage new hire and annual compliance courses for associates
• Complete various quarterly reports for state regulators and warehouse lenders
• Work cooperatively with other departments to advise on compliance matters