Compliance Manager
Military Spouse JobsUnited States
Posted March 5, 2026
Full Time
About the Company
Mischler Financial Group, Inc. is the securities industry's oldest diversity-certified broker-dealer owned and operated by service-disabled veterans (SDV).
Job Description
Mischler Financial Group, Inc. is seeking a detail-oriented Compliance Manager to join their firm, performing regulatory compliance and risk management duties, including credit monitoring and financial analysis.
Requirements
- Strong foundation in regulatory compliance and risk management
- Experience with trade surveillance practices and financial analysis within a broker-dealer, investment management, or financial services environment
- Credit analysis and risk assessment skills
