Compliance Manager
MSCCNUnited States
Posted March 5, 2026
Full Time
About the Company
Mischler Financial Group, Inc. is the securities industry's oldest diversity-certified broker-dealer owned and operated by service-disabled veterans.
Job Description
Mischler Financial Group, Inc. is seeking a detail-oriented Compliance Manager to perform regulatory compliance and risk management duties, including credit monitoring, financial analysis & reporting, and support for business development and operations projects.
Requirements
- Strong foundation in regulatory compliance and risk management
- Exposure to trade surveillance practices and financial analysis within a broker-dealer, investment management, or financial services environment
- Detail-oriented and analytical skills
- Ability to assess internal controls, creditworthiness, and potential risks
- Knowledge of relevant laws and regulations
Benefits
- Generous Paid Time Off
- 401k Matching
