Senior Associate, Compliance
PathstoneSeattle, Washington, United States • Bellevue, Washington, United States • Los Angeles, California, United States • San Francisco, California, United States • Scottsdale, Arizona, United States • Denver, Colorado, United States • Boulder, Colorado, United States • Austin, Texas, United States
Posted April 12, 2025
72000 - 80000 USD year
Full Time
About the Company
Pathstone is a dynamic, rapidly growing, partner-owned wealth management firm that serves ultra-high net worth families, single family offices, and foundations and endowments.
Job Description
We are seeking a Senior Associate, Compliance to support the firm's Compliance Department in ensuring adherence to regulations, mitigating risks, and maintaining a strong compliance culture.
Requirements
- Monitor regulatory changes affecting investment advisers
- Ensure firm policies and procedures comply with current regulatory requirements
- Promote a strong compliance culture within the organization
- Prepare for and support regulatory examinations and audits
- Support the Compliance team with administrative activities and tasks
Benefits
- Comprehensive medical, vision, and dental coverage
- Flexible spending
- Flexible PTO
- Life insurance
- Education support
- 401k plan
- Parental leave