The Senior Director, Compliance – Transamerica Asset Management (TAM) will perform strategic compliance risk program design and oversight of investment and operational risk activities for the Transamerica Asset Management (TAM) suite of mutual funds, commodity pools, collective investment trusts, and exchange traded funds (ETFs) and separately managed accounts (SMA) program.
Requirements
- Provide strategic direction and oversight to risk manager relating to the operational, liquidity, and derivatives compliance risk programs
- Develop and assist in the preparation of reports for the TAM Chief Compliance Officer
- Identify, analyze, and resolve compliance risk issues
- Manage highly complex compliance matters
- Recommend and develop corrective action or revisions to policies and procedures
- Lead training initiatives and advise Chief Compliance Officer of regulatory risks, gaps, and problem situations
- Assist the CCO and Deputy CCO to develop, maintain and update compliance policies and procedures
- Oversee and administer anti-money laundering, sanctions, and anti-fraud programs
- Represent the company on industry committees and company-wide projects regarding various risk issues
Benefits
- Competitive Pay
- Bonus for Eligible Employees
- Benefits Package
- Pension Plan
- 401k Match
- Employee Stock Purchase Plan
- Tuition Reimbursement
- Disability Insurance
- Medical Insurance
- Dental Insurance
- Vision Insurance
- Employee Discounts
- Career Training & Development Opportunities
- Health and Work/Life Balance Benefits
- Paid Time Off starting at 160 hours annually
- Ten (10) paid holidays per year
- Be Well Company holistic wellness program
- Parental Leave
- Adoption Assistance
- Employee Assistance Program
- College Coach Program
- Back-Up Care Program
- PTO for Volunteer Hours
- Employee Matching Gifts Program
- Employee Resource Groups
- Inclusion and Diversity Programs
- Employee Recognition Program
- Referral Bonus Programs
