Guideline Management

At Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our clients.

Requirements

• Graduate with minimum of 5 years' asset management experience
• Minimum 3 years' guideline management experience
• Proficiency in monitoring trading and coding in BlackRock's Aladdin preferred
• Understanding of EU Regulation particularly UCITS & AIFMD in addition to US regulations, particularly 1940 Act; ERISA and US State Sector rules.
• Experience working with regulatory agencies (e.g., SEC, FINRA, FCA) and/or a corporate audit environment a plus
• Effective, results orientated team player with strong interpersonal skills; possess very strong organizational and analytical skills; must be very detail oriented
• Strong ability to comprehend highly technical regulatory requirements
• Strong Excel experience also a plus
• Good working knowledge of order generation and dealing process/risk control
• Reading Prospectuses and segregated mandates to identify relevant guidelines and applicable regulations; and implementing automated controls and supplemental manual checks for non-programmable guidelines
• Understanding of indices and derivative instruments; knowledge of how these can be used in portfolios
• Ability to handle high volumes of work under tight deadlines while maintaining accuracy and minimizing risk
• Good communicator who has previous daily engagement with investment teams

Benefits

• Equal Employment Opportunity employer; Minority/Female/Age/Sexual Orientation/Gender Identity/Individual with Disability/Protected Veteran